Research library · Guide
Does it matter whether the applicant can stop others from using the mark?
Lawyers call this: du Pont factor 11 · the applicant's right to exclude others
Short answer
It can, but only with proof. The factor asks how far the applicant’s own use has earned it a place in the market, shown by its success in keeping others off its mark. An applicant that has policed its mark and stopped copycats has evidence that buyers see the mark as its own.
The factor rarely decides a case. It needs a record of enforcement that most applicants do not have, and it does not override the earlier owner’s rights.
Why it matters
Most of the du Pont factors look at the earlier mark: how strong it is, how widely it is used, whether it has caused confusion. This one looks at the applicant. It gives an established business a way to show that its mark is not a newcomer riding on someone else’s name, but a mark with its own recognition.
It is not a priority rule. Proving that you have stopped third parties does not give you rights against an owner who registered or used first. It is one fact about the marketplace, weighed with the others.
The governing law
The eleventh factor in In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 1361 (C.C.P.A. 1973), is “the extent to which applicant has a right to exclude others from use of its mark on its goods.”
What it measures. The Board has said the factor “does not consider the strength or fame of the applicant’s mark in the same way the scope of protection is determined for the prior user under DuPont factor five.” Monster Energy Co. v. Lo, 2023 U.S.P.Q.2d (BNA) 87 (T.T.A.B. 2023). The question is not how famous the applicant’s mark is. It is what the applicant’s use has established in the marketplace and in buyers’ minds. Id.
What proves it. Evidence that the applicant has actually asserted its rights to exclude others: cease-and-desist letters that ended the other use, successful oppositions or cancellations, court judgments or settlements in which third parties stopped. In McDonald’s Corp. v. McSweet, LLC, 112 U.S.P.Q.2d (BNA) 1268, 1284-85 (T.T.A.B. 2014), the applicant’s sales and advertising figures did not establish an appreciable level of consumer recognition, and there was “no evidence that Applicant, in fact, has successfully asserted its rights so as to ‘exclude’ anyone else” from using the mark or any similar mark. The Board treated the factor as neutral.
What does not prove it. The mere assertion of common-law use. Id. (citing In re Davey Prods. Pty Ltd., 92 U.S.P.Q.2d (BNA) 1198, 1205 (T.T.A.B. 2009)). Owning other registrations. Saying the applicant could stop others. Evidence that is not properly in the record: in Monster Energy, the applicant’s testimony was withdrawn, leaving no probative evidence on the point, and the factor did not help. Monster Energy, 2023 U.S.P.Q.2d (BNA) 87.
Where it comes up. Mostly in oppositions and cancellations, where the applicant has a long history of use and a chance to put in testimony. In an application refused in examination, the applicant can submit evidence, but a newer business seldom has an enforcement history to show.
Common mistakes. Confusing this factor with factor 5 and arguing that the applicant’s own mark is famous. Treating the factor as a defense to priority. Relying on a single letter with no evidence of what happened next. And assuming that because the applicant has never been challenged, it has a right to exclude. Silence proves nothing about enforcement.
What this library shows about the applicant's right to exclude
No record in this library carries a finding on factor 11. That is true of all 38 records in this library that code du Pont factors (library as of 2026-09-19; a curated collection, not a random sample).
That fits how the factor works. It depends on an enforcement record that few applicants bring, and 32 of the 38 coded records are ex parte appeals from refusals, where that kind of evidence rarely appears.
Important decisions
What to do next
If you own a mark and expect to rely on it, keep a file of every enforcement step and how it ended: the letter, the reply, the date the other use stopped, any settlement or Board result. That file is what this factor runs on.
Keeping that record is something you can do yourself, and it costs little. Deciding whether to send a demand, and presenting an enforcement history as evidence in an opposition or cancellation, is legal work, and that is where a lawyer earns the fee.
If you are in an opposition or cancellation and have an enforcement history, Valet Law, PLLC can review it and tell you whether it is worth putting in the record.
Attorney review is provided by Valet Law, PLLC, a law firm separate from Trademark Valet, LLC. Keep confidential facts out of public tools. Your first message to Valet Law should identify the parties and the general issue only. Wait until Valet Law confirms it can discuss the matter before sending confidential details.
Update log
| 2026-09-19 | Page created. Corpus counts computed from 178 analyzed decisions. |
Who checked this
Reviewed and approved by Brandon Leavitt on 2026-10-02.
General information about how trademark law works. It is not legal advice about your situation, and reading it does not make anyone your lawyer.